September 2, 2015 •
Missouri Lobbyists Must Amend Expenditure Reporting for State Night Dinner
The Missouri Ethics Commission recently found a group of lobbyists improperly reported food and drink expenditures made during a 2014 American Legislative Exchange Council State Night dinner. The lobbyists reported the entire General Assembly as the recipient for the total […]
The Missouri Ethics Commission recently found a group of lobbyists improperly reported food and drink expenditures made during a 2014 American Legislative Exchange Council State Night dinner. The lobbyists reported the entire General Assembly as the recipient for the total cost of the dinner, though not every member of the Legislature received an invitation to the event.
Such expenditures were required to be reported on behalf of each public official rather than as a group expenditure. The punishment simply requires each lobbyist to amend his or her filing and cite the specific legislators in attendance at the dinner.
Some feel the ruling sets a dangerous precedent, as lobbyists may continue to hide individual gifts under the guise of a group event as long as the entire group receives an invitation.
September 2, 2015 •
Wednesday Government Relations News
Lobbying “Hillary Clinton Sides with Liberals on Anti-Lobbying Bill” by Sam Frizell for Time Missouri: “Ethics Commission Rules Dinner Violated Law, Issues No Fines” by Rudi Keller for Columbia Tribune Missouri: “Missouri Lawmakers Ranked by How Many Lobbyist Gifts They […]
Lobbying
“Hillary Clinton Sides with Liberals on Anti-Lobbying Bill” by Sam Frizell for Time
Missouri: “Ethics Commission Rules Dinner Violated Law, Issues No Fines” by Rudi Keller for Columbia Tribune
Missouri: “Missouri Lawmakers Ranked by How Many Lobbyist Gifts They Received” by Jason Hancock for Kansas City Star
Campaign Finance
South Carolina: “Bobby Harrell Ordered to Pay $113,475 Used for Legal Fees” by Andrew Shain for The State
Ethics
Illinois: “Chicago Sues Red Light Camera Firm for $300 Million” by David Kidwell for Chicago Tribune
Michigan: “House Report Accuses Michigan Reps. Courser, Gamrat of ‘Deceptive, Deceitful’ Misconduct” by Jonathan Oosting for Mlive.com
Pennsylvania: “Ex-Liquor Board Official Was Living Top-Shelf Life” by The Associated Press for Philadelphia Inquirer
Virginia: “McDonnell Can Remain Free While Supreme Court Decides on Review” by Robert Barnes and Matt Zapotosky for Washington Post
Elections
“Donald Trump and the Decline of the White Voter” by Janelle Ross for Washington Post
September 1, 2015 •
Our September Photo Scrapbook
Enjoy these fun photos from the 2015 NCSL Legislative Forum in Seattle, Washington!
Enjoy these fun photos from the 2015 NCSL Legislative Forum in Seattle, Washington!






September 1, 2015 •
Ask the Experts – Political Contributions from State Vendor Employees
Q. I would like to contribute to political candidates in my state, but my company is a state vendor. Are there laws prohibiting me from making personal contributions? A. Whether an employee of a state vendor may contribute to political […]
Q. I would like to contribute to political candidates in my state, but my company is a state vendor. Are there laws prohibiting me from making personal contributions?
A. Whether an employee of a state vendor may contribute to political candidates varies widely based on jurisdiction. The answer may depend on the employee’s role in his or her company, as well as the position held by the candidate receiving the contribution.
Ohio, for example, prohibits a partner, shareholder, administrator, executor, or trustee of a state vendor from making personal contributions exceeding $1,000 to the public official with ultimate responsibility for awarding a contract during the contribution blackout period if the contract is not competitively bid. In this instance, the prohibition depends both on the title of the employee, as well as the position of the public officer receiving the contribution.
Other states prohibit contributions for contracts in certain industries. Florida prohibits individuals or firms providing legal or financial advisory assistance to the Division of Bond Finance of the State Board of Administration from making contributions to any candidate for governor or for a Cabinet position in Florida, during the contribution blackout period.
Connecticut goes so far as to prohibit certain state vendor employees from contributing to candidates, even if the employees are located out of state. For example, employees of a state vendor with the title of treasurer or executive vice president may not contribute to restricted Connecticut candidates, even if they work in another state for their company. Spouses and dependent children over age 18 of restricted employees are also prohibited from contributing.
Each jurisdiction structures its pay-to-play restrictions differently. Be sure to review the campaign finance law for the state in which you plan to contribute to determine if there are restrictions on state vendor employees or their family members.

You can directly submit questions for this feature, and we will select those most appropriate and answer them here. Send your questions to: experts@stateandfed.com.
(We are always available to answer questions from clients that are specific to your needs, and we encourage you to continue to call or e-mail us with questions about your particular company or organization. As always, we will confidentially and directly provide answers or information you need.) Our replies to your questions are not legal advice. Instead, these replies represent our analysis of laws, rules, and regulations.
September 1, 2015 •
Budget Now For Great Public Affairs Council Programs
Many of you are working on your 2016 budgets, and I would suggest a few of the Public Affairs Council conferences be included to help with your government relations work. If you have some funds left for 2015, attend the […]
Many of you are working on your 2016 budgets, and I would suggest a few of the Public Affairs Council conferences be included to help with your government relations work.
If you have some funds left for 2015, attend the State and Local Government Relations conference from September 23-25 at the Hilton Old Town in Alexandria, Virginia. This is the absolute best 101 program to learn about state and local government relations. We have used this as a stepping-stone to all first-year staff to learn more about the subject.
The premiere conferences offered by the Council are in 2016—National Grassroots Conference, January 25-28 in Orlando, and the National PAC Conference in Miami from March 7-10. Yes, it is winter, and yes, they are in Florida. However, set that aside and think about the sessions where discussions are held about:
- Case studies involving grassroots programs;
- Branding your grassroots program;
- Educating the members of your grassroots or PAC programs;
- Ethics, Gift Rules, and Legal Guidance (my favorite session);
- Engaging Senior Executives;
- Operating a Successful PAC;
- Communicating Across Generations;
- Hosting a Candidate Fundraiser;
- Auditing and Assessing Your PAC; and
- Setting a Course for Your Professional Development.
In the spirit of full disclosure, I serve on the PAC Board of Directors (but there are 160 of us, so no one really notices me) and I am on the Advisory Committee for both of the 2016 conferences…But, that should show my commitment to the Council and how much I treasure and value its contributions to the public affairs industry.
If you have any questions, please do not hesitate to give me a call. I would be happy to discuss the value and importance.
Until next month, remember professional development is something you should always push for to help you with your career.
Thank you.
President and CEO
September 1, 2015 •
Hillary Clinton Supports Financial Services Conflict of Interest Act
On August 31, in a column on the Huffingtonpost.com, Hillary Clinton announced her support for a bill to limit the revolving door between the financial sector and the federal government. In the post, Clinton and Sen. Tammy Baldwin, the sponsor […]
On August 31, in a column on the Huffingtonpost.com, Hillary Clinton announced her support for a bill to limit the revolving door between the financial sector and the federal government.
In the post, Clinton and Sen. Tammy Baldwin, the sponsor of the bill, specifically emphasized the bill would prohibit private sector employers from offering bonuses to employees when they leave to join the government.
House Resolution 3065, the Financial Services Conflict of Interest Act, also increases the prohibition on lobbying the federal government from one to two years, expands the definition of lobbying contact to include any lobbying activities and strategy, and requires senior financial service regulators to recuse themselves from any official actions directly or substantially benefiting the former employers or clients for whom they worked in the previous two years before joining federal service. The press release for the bill can be found here.
Photo of Hillary Clinton by Hillary for Iowa on Wikimedia Commons.
September 1, 2015 •
North Carolina State Representative Resigns
On August 28, state Rep. Rick Glazier resigned from his seat in the General Assembly to take a job with the North Carolina Justice Center. He had planned to wait until the end of the session, but had to step […]
On August 28, state Rep. Rick Glazier resigned from his seat in the General Assembly to take a job with the North Carolina Justice Center.
He had planned to wait until the end of the session, but had to step down earlier because the session has lasted longer than expected.
Democrats in the 44th District will meet to choose his replacement.
September 1, 2015 •
Tuesday Lobbying and Campaign Finance News Update
Lobbying “Lobbying Firm Fined for Disclosure Violations” by Dave Levinthal for Center for Public Integrity Maryland: “Maryland Receives ‘B’ Grade on Lobbying Disclosure” by Wiley Hayes for Carroll County Times North Carolina: “Influence of Lobbyists Makes Them Practically a ‘Third […]
Lobbying
“Lobbying Firm Fined for Disclosure Violations” by Dave Levinthal for Center for Public Integrity
Maryland: “Maryland Receives ‘B’ Grade on Lobbying Disclosure” by Wiley Hayes for Carroll County Times
North Carolina: “Influence of Lobbyists Makes Them Practically a ‘Third House’ of Legislature” by Mark Binker for WRAL
Oregon: “Lobbying Spending Is Up. Where does the money go?” by Gordon Friedman for Salem Statesman Journal
Campaign Finance
New Mexico: “Complaint: A story of casinos, campaign money and crime” by Milan Simonich, Steve Terrell, and Staci Matlock for Santa Fe New Mexican
Ethics
Colorado: “Denver Officials’ Gift Disclosures Require Little Detail about Giving” by Jon Murray for Denver Post
Indiana: “Who’s Paying Pence’s Travel Tab?” by Chelsea Schneider and Tony Cook for Indianapolis Star
Maryland: “State Ethics Board Examining Martin O’Malley’s Purchase of Mansion Furniture” by Doug Donovan for Baltimore Sun
Vermont: “Pollina Calls for Stringent Ethics Rules” by Anne Galloway for VTDigger.org
August 31, 2015 •
Monday News Roundup
Campaign Finance “Hillary Clinton Reaches Deal with Democratic Party on Fundraising” by Nicholas Confessore for New York Times California: “L.A. Wants More Details about Business Groups That Donate to City Campaigns” by Emily Alpert Reyes for Los Angeles Times Connecticut: […]
Campaign Finance
“Hillary Clinton Reaches Deal with Democratic Party on Fundraising” by Nicholas Confessore for New York Times
California: “L.A. Wants More Details about Business Groups That Donate to City Campaigns” by Emily Alpert Reyes for Los Angeles Times
Connecticut: “GOP Strategist George Gallo Sentenced To Year in Prison in Political Kickback Scheme” by Edmund Mahoney for Hartford Courant
Ethics
“Ethics Battle Still Brewing Over Azerbaijan Travel” by Hannah Hess for Roll Call
Arizona: “Top Arizona Utility Regulator Faces Conflict Complaints” by Ryan Randazzo for Arizona Republic
Colorado: “Denver Ethics Board Floats Reforms Aimed at Boosting Public Confidence” by Jon Murray for Denver Post
Pennsylvania: “Bethlehem Mayor Issues Policy That Bans Gifts” by Nicole Radzievich for Allentown Morning Call
Procurement
“Business Leaders Mount Effort to Beat Back Contractor ‘Blacklisting’ Rule” by Lydia Wheeler for The Hill
Elections
“Since President Obama Took Office, 85 of 98 State Legislative Bodies Got More Republican” by Philip Bump for Washington Post
The Ethics Commission has launched a new online tool to track financial activity for the November 3, 2015, election. These interactive campaign finance dashboards will provide visual summaries of the contributions and expenditures of candidate and ballot measure committees, lobbyists, […]
The Ethics Commission has launched a new online tool to track financial activity for the November 3, 2015, election.
These interactive campaign finance dashboards will provide visual summaries of the contributions and expenditures of candidate and ballot measure committees, lobbyists, contributors, and third parties. It will also provide information on expenditure ceilings and any public funds dispersed through the city’s public financing program.
The dashboards can be found here. The data utilized by the dashboards can be downloaded from the Ethics Commission website or the SF OpenData website.
August 28, 2015 •
Elizabeth Bartz Featured in Crain’s
President and CEO Elizabeth Bartz has been featured in the milestone section of Crain’s Cleveland Business – Akron News. Her dedication and hard work for the past 22 years has established State and Federal Communications, Inc. as the Compliance Standard […]
President and CEO Elizabeth Bartz has been featured in the milestone section of Crain’s Cleveland Business – Akron News.
Her dedication and hard work for the past 22 years has established State and Federal Communications, Inc. as the Compliance Standard in government affairs as it relates to state and federal laws and regulations.
You’ll find the feature article here.
August 28, 2015 •
News You Can Use Digest – August 28, 2015
Federal: After Allegations That It Lobbied with Federal Money to Block Competition, Lockheed Martin Agrees to Pay Almost $5 Million Washington Post – Lisa Rein | Published: 8/24/2015 The managers of one of the nation’s premiere federal laboratories in New Mexico […]
Federal:
After Allegations That It Lobbied with Federal Money to Block Competition, Lockheed Martin Agrees to Pay Almost $5 Million
Washington Post – Lisa Rein | Published: 8/24/2015
The managers of one of the nation’s premiere federal laboratories in New Mexico agreed to pay nearly $4.8 million to settle allegations of improperly attempting to influence members of Congress and others to extend the lab’s $2.4 billion management contract. Over five years starting in 2009, top executives for Lockheed Martin, who were being paid by the federal government to run Sandia National Laboratories, ran a fierce campaign to lobby members of Congress and senior administration officials for a seven-year extension of their contract, according to the settlement the Justice Department. It is not surprising that a politically connected defense contractor would lobby hard to keep a lucrative slice of federal business. But this case went further. It was taxpayers, not Lockheed’s corporate lobbying arm, who paid for the lobbying.
Meet the Liberals Who Love Trump
Politico – Ben Wofford | Published: 8/26/2015
The left is generally no fan of Donald Trump, but there is a contingent of liberals who take a different view. One is Harvard Law School professor Lawrence Lessig, arguably the country’s leading proponent of campaign finance reform, who said Trump has done so much to jazz up an otherwise eye-glazing issue that he would consider running on the same ticket as a third-party candidate. As pundits search for the source of Trump’s resilient appeal, reformers say they have long known the answer: the constant emphasis on how his wealth immunizes him from insider influence. “He’s made the same points the reformers have made: that this is a ‘pay-to-play’ system, that people put their money in and expect to get results,” said former FEC Chairperson Trevor Potter.
The Net Worth of Presidential Candidates
USA Today – Thomas Frohlich, Michael Sauter, and Sam Stebbins (24/7 Wall St.) | Published: 8/26/2015
Presidential candidates can expect very little privacy in their personal life, and with their finances. While candidates are not required to make their tax returns public, the practice has become common since the 1970s. Based on tax returns and other financial disclosures, the current candidates’ assets range from Scott Walker, who is worth as little as $36,000, to Donald Trump, who has an estimated net worth of $2.9 billion. The net worth of a presidential candidate does not necessarily determine the financial strength of the campaign. Some candidates’ campaign funds are far greater than their net worth, while others are far lower.
What the ‘Deez Nuts’ Candidacy Says about the State of US Democracy
Christian Science Monitor – Sara Aridi | Published: 8/20/2015
The presidential candidate Deez Nuts was surging in a recent poll, albeit unscientific, in North Carolina. Deez Nuts was also the number one trending topic on Twitter. In registering with the FEC, Deez Nuts listed an address in rural Wallingford, Iowa. Mark Olson said Deez Nuts was his son Brady, who is a sophomore in high school. Tom Jensen, the director of Public Policy Polling, said he added Deez Nuts to statewide survey three weeks ago because “the name makes people laugh, and it’s a long presidential election.” But Jensen also drew a serious conclusion from the Deez Nuts surge. “I would say Mr. Nuts is the most ludicrous and unqualified third-party candidate you could have, but he’s still polling at seven, eight, nine percent,” Jensen said. “Right now the voters don’t like either of the people leading in the two main parties, and that creates an appetite for a third-party candidate.”
Would More Lobbying Improve America?
Politico – Kevin Hartnett | Published: 8/24/2015
Tom Holyoke, a political scientist at Fresno State University, has been studying the internal dynamics of lobbying for years and has come to believe the country would be better off if lobbyists did more effective work for their clients. The problem, he writes in a new book, is not that corporations do not get enough representation – it is that lobbyists are crafty, and do not work for their clients as much as they claim. Instead, they tell their clients what they want to hear, while chiefly acting to stay tight with their contacts in Congress. “It becomes more important to lobbyists to maintain these relationships than to accurately represent the wishes and concerns of people they’re supposed to be representing,” said Holyoke.
From the States and Municipalities:
California – L.A. Wants More Details about Business Groups That Donate to City Campaigns
Los Angeles Times – Emily Alpert Reyes | Published: 8/27/2015
Members of the Los Angeles City Ethics Commission said they wanted staffers to come up with ways to require corporations, limited liability companies, and other “non-individual” campaign donors to publicly disclose more information about who controls them. The concern, said commission President Jessica Levinson, is that “it is really difficult to follow the money.” The push for more information comes after The Los Angeles Times reported on how challenging it is to track who is behind contributions made by such groups. The newspaper found several instances in which different companies with the same chief executive, address, or both donated to a candidate, but publicly available records left it unclear whether the companies were commonly owned.
Colorado – Colorado Energy Companies Spend Top Dollar on Lobbyists; What Do They Get in Return?
Colorado Springs Gazette – Megan Schrader | Published: 8/24/2015
Stat laws in Colorado has restricted the amount of entertaining lobbyists can do. Amendment 41, a 2006 ballot initiative, strictly banned lobbyists from spending anything on lawmakers. For everyone else who is not a registered lobbyist, the limit is currently $59 per-person, per-year, with a handful of exceptions. “In Colorado the legislative process is a very clean, ethical process,” said former House Speaker Chuck Berry. But Berry said the role of lobbyists has changed dramatically since he was in office from 1985 to 1998. He said term limits have led to void of institutional knowledge and makes both lobbyists and bureaucrats more powerful.
Illinois – Ex-Redflex Exec Pleads Guilty to Helping Orchestrate $2M Bribery Scheme
Chicago Tribune – Jason Meisner and David Kidwell | Published: 8/20/2015
Karen Finley, the former chief executive of a red-light camera company, pleaded guilty in a scheme that funneled hundreds of thousands of dollars in bribes to secure contracts in Chicago worth $124 million. Finley pleaded guilty to similar charges in a federal case in Ohio. In the Chicago case, Finley acknowledged she arranged for cash and benefits to go to a city transportation official, John Bills, and his friend; the benefits included golf trip and hiring the official’s friend as a Redflex contractor. Bills, who retired in 2012, has pleaded not guilty to extortion, bribery, and other charges.
Maine – Group Turns over Donor List from Gay Marriage Fight in Maine
St. Louis Post-Dispatch – David Sharp (Associated Press) | Published: 8/24/2015
The National Organization for Marriage (NOM) filed details of its financial activities related to a 2009 effort to repeal Maine’s same-sex marriage law following a lengthy legal battle. Jonathan Wayne, executive director of the Maine ethics commission, said the list had been filed at the agency’s website and NOM indicated it will not further fight the matter through the courts. The commission had ruled NOM violated the state’s campaign finance law and ordered the conservative group to pay a $50,250 penalty and release its donors. Although NOM paid the penalty, it continued to resist disclosure. But NOM lost that fight when the Supreme Judicial Court ordered it to hand over the list of donors.
Missouri – Missouri Lags behind Neighbors on Ethics Laws
Springfield News-Leader – John Swedien | Published: 8/23/2015
Missouri has no limits on campaign donations, no restrictions on the gifts legislators can accept from lobbyists, and no rule preventing lawmakers from immediately becoming lobbyists after leaving office. This stands in contrast to Missouri’s eight neighboring states; all limit at least one of those activities. Arkansas, Kentucky, Oklahoma, and Tennessee restrict all three. Illinois, Iowa and Kansas each limit two of the activities, and Nebraska caps lobbyists’ gifts.
Ohio – Former Ohio Deputy Treasurer Extradited from Pakistan to Serve 15 Years for Bribery, Money Laundering
Cleveland Plain Dealer – Jane Morice (Northeast Ohio Media Group) | Published: 8/26/2015
Former Ohio Deputy Treasurer Amer Ahmad has been extradited from Pakistan to serve a 15-year prison sentence for a kickback scheme. He pleaded guilty in 2013 to bribery and conspiracy charges, though he fled to Pakistan to avoid punishment. Ahmad admitted he funneled business to Douglas Hampton, a securities broker, in exchange for bribes. Ahmad was able to conceal the bribery payments by passing them through accounts of a landscaping business he owned. Over the two-year period, Hampton paid Ahmad more than $500,000. In return, Hampton received about $3.2 million in commissions for more than 350 securities trades on behalf of the treasurer’s office.
Oregon – Mystery Money: Oregon lets officials keep income details in shadows
Portland Oregon – Denis Theriault | Published: 8/22/2015
Voters might have known years sooner how much Cylvia Hayes was paid to push a private agenda while she was Oregon’s first lady if John Kitzhaber had been governor of California or 16 other states. Ethics filings in those states require officials to disclose where they and those in their households get their money, and roughly how much. But Kitzhaber had no obligation to report Hayes’ income from private clean-energy clients, income she accepted while also advising the state on energy issues. Oregon’s rules for income disclosure have not changed much since 1974. The rules allow officials from the statehouse down to local school boards hold back key information.
Tennessee – Lawmakers Spent 30K of Campaign Funds on Pro Sports Tickets
The Tennessean – Dave Boucher | Published: 8/22/2015
A recent analysis of state campaign finance records show at least seven Tennessee lawmakers collectively spent more than $30,000 in campaign money on tickets to professional sporting events since 2003. Although state law bans the use of campaign funds for tickets to sporting events, concerts, or other similar activities, there is an exemption that allows essentially all ticket purchases to go unchecked. Buying such tickets with campaign funds is largely banned for federal candidates, but the campaign finance laws in Tennessee and a slew of other states either allow or do not clearly ban such purchases.
Texas – Pool Proposes Changes to Rules for Lobbyists
Austin Monitor – Jo Clifton | Published: 8/26/2015
The Austin City Council is weighing reforms to the city’s lobbying law. The law currently requires lobbyists to register and disclose who their clients are. But the code is murky in its definition of who must register, and those who register do not always comply with all the reporting requirements. Under the proposed reforms, the registration fee would increase to $350; lobbyists for nonprofits would only have to pay $50 a year. The city auditor would be charged with reviewing lobbying registration for compliance, and violators could face individual fines for failing to register or disclose information. A person could be barred from lobbying after multiple violations.
Utah – It’s American Legion Versus Lobbyists in Fight for Space at Capitol
Salt Lake Tribune – Lee Davidson | Published: 8/24/2015
The American Legion has enjoyed free office space in the basement of the Utah Capitol since World War I. But the Capitol Preservation Board voted recently to try to get the organization to move so it can rent more space to lobbyists. The clash arose when the Capitol Hill Association of lobbyists sought to expand its current 1,800 square feet of space, located across the hall from the American Legion. Jodi Hart, the association’s president, told the board her group “has run out of space” for its current 35-member lobbying groups, who pay $4,500 per organization to join, and about $1,000 per person in annual dues, and has a waiting list of six organizations that want to join. The association proposed expanding into storage space next to its suite to add a few more conference rooms.
State and Federal Communications produces a weekly summary of national news, offering more than 60 articles per week focused on ethics, lobbying, and campaign finance.
August 27, 2015 •
Cleveland Councilman Being Investigated by State Ethics Commission
City Councilman Joe Cimperman is being investigated by the Ohio Ethics Commission about his involvement in city contracts awarded to LAND Studio, a design firm where his wife works. Records indicate Cimperman has sponsored and voted in favor of ordinances […]
City Councilman Joe Cimperman is being investigated by the Ohio Ethics Commission about his involvement in city contracts awarded to LAND Studio, a design firm where his wife works.
Records indicate Cimperman has sponsored and voted in favor of ordinances awarding city contracts to LAND Studio, as well as sponsoring resolutions supporting applications by the firm for state grant money to buy land for the Lake Link Trail project.
Under state law, it is a fourth-degree felony if an official uses his or her authority or influence to obtain a contract in which the official, a family member, or a business associate has an interest.
Cimperman has stated he either abstained from votes related to LAND Studio or only voted on such legislation following clearance by the city law department.
Photo of Joe Cimperman courtesy of theciviccommons on Wikimedia Commons.
August 27, 2015 •
Special Election Called for Maine State House District 19
A special election has been scheduled for November 3, 2015, for the House District 19 seat. The seat was left vacant when state Rep. William Noon passed away from cancer. His widow, Jean Noon, an organic sheep farmer, was chosen […]
A special election has been scheduled for November 3, 2015, for the House District 19 seat. The seat was left vacant when state Rep. William Noon passed away from cancer.
His widow, Jean Noon, an organic sheep farmer, was chosen by Democratic caucus to run in the special election.
The Republican caucus chose Matthew Harrington, a police officer, as their candidate.
Photo of Rep. William Noon courtesy of the Maine House of Representatives website.
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